ERISA DOL Investigative Worksheet

Developed by a Former DOL Senior Investigator, the ERISA DOL Investigative Worksheet will help you gain an understanding on your level of compliance as it pertains to a DOL Investigation.

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Sample Advisor RFP Questions

An RFP is one of the most prudent methods for plan sponsors to monitor fees, compare services, and document the section process. Here are some sample advisor RFP questions to help you get started.

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401(k) and 403(b) Plan Sponsor Survey
This report is a collection and summary of 401(k) and 403(b) plan sponsor respondents who volunteered to participate in our national survey. Over 500 plan sponsor responses were collected to identify trends and market changes.

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Sample Auditor RFP Questions

Here’s a complimentary list of sample auditor RFP questions. These can be used by plan sponsors for evaluating and selecting a plan auditor.

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