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Guide to Selecting and Hiring an Employee Benefit Plan Auditor
Course Documents - Guide to Selecting and Hiring an Employee Benefit Plan Auditor
Learning Objectives
Fiduciary Education - Glossary of Terms
Orientation and Introduction
Intro (Video) (6:42)
Module 1 - What is and Why a Plan Audit?
Module 1 (Video) (17:07)
Module 2 - Evaluating the Quality of an Auditor
Module 2 (Video) (13:07)
DOL Study: Assessing the Quality of Employee Benefit Plan Audit - PDF
Module 3 - Selecting and Hiring and Auditor
Module 3 (Video) (13:32)
DOL Selecting an Auditor for Your Employee Benefit Plan - PDF
Employee Benefit Plan Audit Quality Center: The importance of hiring a quality auditor - PDF
Sample Auditor RFP Questions - PDF
Module 4 - Planning for and Completing the Audit
Module 4 (Video) (23:36)
Required Docs for Audit - (Spreadsheet)
Module 5 - Common Audit Errors and Mistakes
Module 5 (Video) (20:47)
Exam
Attempt Exam - Guide to Selecting and Hiring an Employee Benefit Plan Auditor
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DOL Study: Assessing the Quality of Employee Benefit Plan Audit - PDF
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